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Chapter 6 Trade-offs among Four State Signals: No Single Optimal Level

Not knobs

The first five chapters discussed four kinds of signal: dopamine and reward prediction, cortisol and the stress response, testosterone and social challenge, serotonin and light with the rhythm of mood, plus autonomic balance. Popular accounts often treat them as knobs that can each be set to a “best value”: dopamine high, cortisol low, testosterone high, serotonin high. The idea has two problems.

First, they are not quantities that can be set independently. They sit in coupled loops: cortisol inhibits the gonadal axis (Chapter 3), light shifts the circadian clock, which in turn sets the daily rhythm of cortisol (Chapter 4), and the average reward rate sets the vigour of action (Chapter 1). Change one and the others change too.

Second, even if they could be set independently, no single value would be best for every goal. An acute rise in cortisol helps to meet an immediate challenge and works against long-term repair; the drive to pursue new rewards helps exploration and works against rest. This is a multi-objective problem.

Evidence

Shoval and colleagues applied the Pareto optimality of economics and engineering to biological evolution: when an organism must perform several conflicting tasks, natural selection does not leave phenotypes that are optimal for every task, but phenotypes on a “Pareto front”, where doing better on one task means doing worse on another. They tested the prediction with data on animal morphology and bacterial gene expression (Shoval et al. 2012).

The Pareto front of a schedule

Calculation

A toy model, to illustrate trade-offs rather than to predict: an 8-hour working day is divided into alternating “effort blocks” and breaks. Fatigue FF rises during effort and falls during rest, and output per minute is 1−F1-F. Two objectives: total output (higher is better) and mean fatigue over the day (lower is better). Thirty-six schedules are listed and the Pareto front is found.

# Toy model: there is no single best "state", only trade-offs. A working day of 8 hours is split into
# blocks of effort and breaks. Fatigue F rises during effort and falls during rest; output per minute is
# (1 - F). Two objectives: total output (higher is better) and mean fatigue over the day (lower is better).
# A schedule is on the Pareto front if no other schedule is better on one objective and no worse on the other.
def day(block, brk, minutes=480, a=0.006, b=0.04):
    F, out, t, load = 0.0, 0.0, 0, 0.0
    while t < minutes:
        for _ in range(block):
            if t >= minutes: break
            out += 1 - F; F += a * (1 - F); t += 1; load += F
        for _ in range(brk):
            if t >= minutes: break
            F -= b * F; t += 1; load += F
    return out, load / minutes

options = [(blk, brk) for blk in (25, 45, 60, 90, 120, 240, 480) for brk in (0, 5, 10, 15, 20, 30)
           if not (brk == 0 and blk != 480)]
res = {o: day(*o) for o in options}
front = [o for o in options if not any(res[p][0] >= res[o][0] and res[p][1] <= res[o][1] and res[p] != res[o]
                                       for p in options)]
print("effort block / break (min)   output   mean fatigue")
for o in sorted(front, key=lambda o: res[o][0]):
    print(f"{o[0]:5d} / {o[1]:2d}                  {res[o][0]:6.0f}   {res[o][1]:5.2f}")
print(f"{len(front)} of {len(options)} schedules are on the front; none is best on both objectives.")
print(f"no breaks at all: output {res[(480, 0)][0]:.0f}, fatigue {res[(480, 0)][1]:.2f}")
# effort block / break (min)   output   mean fatigue
#    25 / 30                     200    0.11
#    25 / 20                     234    0.15
#    45 / 30                     246    0.18
#    25 / 15                     246    0.18
#    60 / 30                     256    0.22
#    45 / 20                     262    0.23
#    25 / 10                     267    0.24
# 7 of 36 schedules are on the front; none is best on both objectives.
# no breaks at all: output 157, fatigue 0.67
Total output against mean fatigue for 36 schedules. The red line joins the schedules on the Pareto front (effort block/break, minutes); no schedule on the front is best on both objectives. Illustrative parameters.

The model’s conclusion does not depend on the particular parameters: as long as fatigue accumulates and rest lets it recover, there is no single optimal schedule, only a set of schedules that are best under some trade-off. Which to choose depends on what you value more. With these parameters, working without any break gives neither the highest output nor the lowest fatigue; but specific conclusions such as “25 minutes of work and 10 of rest is best” come entirely from assumed parameters and should not be taken as advice.

Rhythms of alternation

When several goals conflict, a common biological solution is not to find a fixed compromise but to alternate in time: favour one goal for a while, then another. The circadian rhythm is the clearest example: by day cortisol and sympathetic activity are higher, which suits action; at night melatonin rises and parasympathetic activity is higher, which suits repair.

Evidence

Kleitman proposed a “basic rest–activity cycle” (BRAC): the roughly 90-minute cycle of non-REM and REM sleep might continue during waking as rises and falls in attention and activity (Kleitman 1982). The cycle during sleep has been confirmed many times; whether a stable cycle of about 90 minutes exists during waking is supported inconsistently. The HPA axis, by contrast, does have roughly hourly ultradian pulses of cortisol, which matter for the dynamic responsiveness of its receptors (Lightman and Conway-Campbell 2010).

Note

Corrected on checking. “Dopamine and testosterone stand for exploration and drive; parasympathetic activity and serotonin stand for homeostatic repair” is a convenient mnemonic, not a physiological classification. Dopamine also takes part in learning and habit, serotonin also in waiting and patience, and parasympathetic activity can be high during focused work. This chapter uses the division only to show the logic of trade-off and alternation. The “game” among signals here means trade-offs among several objectives, a cross-disciplinary analogy; it does not mean that hormones engage in strategic interaction in the sense of game theory.

Hypothesis · not established

Not established. For knowledge workers whose jobs require long periods of concentration, arranging deep work in blocks with a clear end (45 to 90 minutes each) and taking at least 10 minutes away from screens between blocks, compared with the same total working time without a fixed structure, gives lower self-rated fatigue in the evening without reducing the number of planned tasks completed that day. If, in a two-week crossover trial, the 95 % confidence interval for the difference in evening fatigue includes zero and task completion is significantly lower under the structured arrangement, the hypothesis is refuted.

Summary

There is no state in which every hormone sits at a “best value”. What can really be arranged is the rhythm by which different goals take turns over a day and a week: action alternating with repair, and challenges given a clear end. The next chapter turns to how ancient writers thought about the same question.

References

Kleitman, Nathaniel. 1982. “Basic Rest-Activity Cycle—22 Years Later.” Sleep 5 (4): 311–17.
Lightman, Stafford L., and Becky L. Conway-Campbell. 2010. “The Crucial Role of Pulsatile Activity of the HPA Axis for Continuous Dynamic Equilibration.” Nature Reviews Neuroscience 11 (10): 710–18.
Shoval, Oren, Hila Sheftel, Guy Shinar, et al. 2012. “Evolutionary Trade-Offs, Pareto Optimality, and the Geometry of Phenotype Space.” Science 336 (6085): 1157–60.

Fan, Y. (2026). Dynamical Systems of Neurotransmitters and Endocrinology: Dopamine Reward Prediction Error, Serotonergic Homeostasis, HPA-Axis Allostatic Load and the Challenge Hypothesis, Read Beside East Asian Classics of Mind Regulation [神经递质与内分泌的动力系统] (Version 1.0.0). 5D Library. https://doi.org/10.5281/zenodo.23738782 · Licensed under Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International (CC BY-NC-ND 4.0).