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第二章 HPA 轴与异态负荷

一条三级的负反馈回路

面对压力时,下丘脑室旁核释放促肾上腺皮质激素释放激素(CRH),CRH 促使垂体前叶释放促肾上腺皮质激素(ACTH),ACTH 随血液到达肾上腺皮质,促使其分泌皮质醇。皮质醇动员能量、调节免疫和炎症,同时作用于下丘脑、垂体和海马体中的糖皮质激素受体(GR)与盐皮质激素受体,抑制 CRH 和 ACTH 的进一步释放。这就是下丘脑—垂体—肾上腺轴(HPA 轴):一条带负反馈的三级回路。它本身还有约 24 小时的昼夜节律,以及约每小时一次的超日脉冲 (Lightman and Conway-Campbell 2010)。

证据

麦克尤恩(McEwen)提出「异态稳定」(allostasis)与「异态负荷」(allostatic load)的概念:身体通过改变压力介质(皮质醇、儿茶酚胺、细胞因子等)的水平来适应变化,这本是保护性的;但当这种反应过于频繁、不能正常关闭、适应不良或反应不足时,代价会累积,表现为心血管、代谢和免疫方面的损耗 (McEwen 1998)。

证据

萨波尔斯基(Sapolsky)、克雷(Krey)与麦克尤恩在大鼠研究的基础上提出「糖皮质激素级联假说」:长期高糖皮质激素可能损伤海马体,而海马体参与对 HPA 轴的负反馈抑制,于是反馈减弱、皮质醇更高,形成恶性循环 (Sapolsky et al. 1986)。后续研究表明,压力和糖皮质激素会改变海马体、杏仁核和前额叶皮层的神经元结构,其中相当一部分在压力解除后可以恢复 (McEwen et al. 2016);在人类中,库欣综合征患者的海马体体积变化等证据支持相关性,但慢性心理压力与人海马体体积之间的因果关系仍不确定,各研究结果不一 (Lupien et al. 2009)。

一个回路模型

数学家把这条回路写成常微分方程。文萨(Vinther)、安德森(Andersen)与奥特森(Ottesen)给出了一个「最小模型」:CRH、ACTH 和皮质醇三个变量,皮质醇通过希尔函数形式的反馈抑制上游 (Vinther et al. 2011)。古普塔(Gupta)等人加入了 GR 的动态,发现 GR 被皮质醇下调这一机制会使系统出现双稳态:同一组参数下,系统可以停在低皮质醇的正常状态,也可以停在高皮质醇、低 GR 的状态 (Gupta et al. 2007)。

下面的程序采用同样的结构,但大大简化:没有昼夜节律和超日脉冲,所有量都是任意单位(静息约为 1)。

推导

CRH → ACTH → 皮质醇三级回路,加上 GR 介导的反馈强度 GG。皮质醇持续高于阈值会缓慢降低 GG(受体下调),GG 在皮质醇低时以约一周的时间常数恢复。比较 30 天里每天 0、1、3、6、9 次 30 分钟的压力源,然后让系统安静 3 天,再给一次标准压力,测量它恢复所需的时间。

# A minimal CRH -> ACTH -> cortisol loop with glucocorticoid-receptor (GR) feedback, arbitrary units
# (structure after Vinther, Andersen & Ottesen 2011 and Gupta et al. 2007; no daily or ultradian rhythm).
# Feedback strength G = GR availability (1 = intact). Cortisol above 1.4 slowly lowers G
# (down-regulation); G recovers with a time constant of a week.
import random
H1, H2, H3, DT = 0.10, 0.07, 0.012, 0.5      # clearance per minute; cortisol half-life about 1 h

def run(starts, minutes, state=(1.0, 1.0, 1.0, 1.0)):
    """starts: minutes at which a 30-minute stressor begins. Returns final state and cortisol trace."""
    R, A, C, G = state
    on = set()
    for s in starts:
        on.update(range(int(s / DT), int((s + 30) / DT)))
    trace = []
    for k in range(int(minutes / DT)):
        drive = 5.0 if k in on else 1.0
        fb = 1 - 0.9 * G * C ** 2 / (1 + C ** 2)          # Hill-type GR-mediated feedback
        R += DT * H1 * (2 * drive * fb - R)
        A += DT * H2 * (2 * R * fb - A)
        C += DT * H3 * (A - C)
        G += DT * ((1 - G) / (7 * 1440) - 0.00025 * max(C - 1.4, 0) * G)
        trace.append(C)
    return (R, A, C, G), trace

random.seed(4)
print("30 days, stressors per day         GR left  resting cortisol  test peak  recovery (min)")
for label, n, rnd in (("0 (rest)", 0, False), ("1, same time, predictable", 1, False),
                      ("3, random times", 3, True), ("6, random times", 6, True), ("9, random times", 9, True)):
    starts = [d * 1440 + (random.uniform(0, 1410) if rnd else 600) for d in range(30) for _ in range(n)]
    state, _ = run(starts, 30 * 1440)
    state, _ = run([], 3 * 1440, state)                   # three quiet days: the new resting state
    rest = state[2]
    _, tr = run([0], 1440, state)                          # one standard 30-minute stressor
    back = next((i * DT for i, c in enumerate(tr) if i * DT > 30 and c < 1.1 * rest), None)
    rec = f"{back:8.0f}" if back else "  > 1440"
    print(f"{label:32s} {state[3]:6.2f}  {rest:15.2f}  {max(tr):9.2f}  {rec}")
# 30 days, stressors per day         GR left  resting cortisol  test peak  recovery (min)
# 0 (rest)                           1.00             1.07       1.71       121
# 1, same time, predictable          0.98             1.09       1.73       122
# 3, random times                    0.93             1.13       1.83       128
# 6, random times                    0.19             2.88       5.51       262
# 9, random times                    0.18             2.92       5.58       262
30 天中,每天一次可预测的压力(绿)与每天六次随机的压力(红)下的皮质醇(上)与 GR 反馈强度(下)。在后一种情况下,反馈强度越过某个点之后迅速下降,皮质醇的基线和峰值一起抬升。参数为示意值。

模型显示了三件事。第一,一次可控的急性压力:皮质醇脉冲式上升,几个小时内回到基线,反馈系统几乎不受影响。第二,压力频繁时,反馈强度逐渐下降,标准压力之后的恢复变慢。第三,在这组参数下,每天 3 次和 6 次之间存在一个转折:越过之后,低 GR 与高皮质醇互相维持,即使压力源停止 3 天,系统仍停在高状态。这正是古普塔模型所说的双稳态,在这里只是参数选择的结果。

注

核对后的修正。 「慢性焦虑使皮质醇基线漂高」不是人类研究的一致结论。米勒(Miller)、陈(Chen)与周(Zhou)对 107 项研究的元分析发现,慢性压力与 HPA 轴活动的关系取决于压力的性质和时间:压力开始不久时皮质醇往往升高,随着时间推移则可能降到正常以下;威胁身体完整、不可控和创伤性的压力与较高而平坦的日间皮质醇有关;创伤后应激障碍则常与较低的皮质醇有关 (Miller et al. 2007)。所以「高」和「低」都可能出现,模型里的「高状态」只是其中一种情形。本书在第八章的试验中也不预设晨起皮质醇反应变化的方向。

异态负荷是怎样计算的

「异态负荷」常被说成某种可以测量的身体负担。实际研究中,它是一个指数。

证据

在麦克阿瑟成功老龄化研究中,西曼(Seeman)等人选取十项生物标志物:收缩压、舒张压、腰臀比、高密度脂蛋白胆固醇、总胆固醇与高密度脂蛋白之比、糖化血红蛋白、夜间尿皮质醇、去甲肾上腺素、肾上腺素和硫酸脱氢表雄酮。每一项落在样本中风险最高的四分之一,就记 1 分,总分即异态负荷得分。得分较高者在随后几年中心血管事件、认知和体能下降与死亡的风险较高 (Seeman et al. 1997)。

推导

用模拟样本计算异态负荷得分。

# How "allostatic load" is usually scored in studies (after Seeman et al. 1997): for each biomarker, count
# 1 if a person falls in the high-risk quartile of the sample; the score is the count. It is an index for
# research on groups, not a diagnosis and not a direct measurement of "load". Simulated sample.
import random
random.seed(7)
MARKERS = {   # name: (mean, sd, risk direction)
    "systolic BP (mmHg)": (125, 15, +1), "diastolic BP (mmHg)": (78, 10, +1), "waist-hip ratio": (0.90, 0.07, +1),
    "HDL cholesterol (mmol/L)": (1.35, 0.35, -1), "total/HDL ratio": (4.2, 1.1, +1), "HbA1c (%)": (5.5, 0.5, +1),
    "overnight urinary cortisol": (1.0, 0.35, +1), "noradrenaline": (1.0, 0.35, +1), "adrenaline": (1.0, 0.35, +1),
    "DHEA-S": (1.0, 0.35, -1),
}
people = [{m: random.gauss(mu, sd) for m, (mu, sd, _) in MARKERS.items()} for _ in range(1000)]
cut = {}
for m, (_, _, sign) in MARKERS.items():
    v = sorted(p[m] for p in people)
    cut[m] = v[749] if sign > 0 else v[250]           # top quartile, or bottom quartile when low is risky
def score(p):
    return sum(1 for m, (_, _, s) in MARKERS.items() if (p[m] >= cut[m] if s > 0 else p[m] <= cut[m]))
scores = [score(p) for p in people]
for k in range(0, 8):
    n = scores.count(k)
    print(f"score {k}: {n:4d} people {'#' * (n // 10)}")
print(f"mean score {sum(scores) / len(scores):.2f} of 10 (with independent markers the expected mean is 2.5)")
print("The same person can score higher simply because the comparison sample is healthier: the cut-offs are relative.")
# score 0:   46 people ####
# score 1:  186 people ##################
# score 2:  292 people #############################
# score 3:  265 people ##########################
# score 4:  134 people #############
# score 5:   60 people ######
# score 6:   13 people #
# score 7:    1 people
# mean score 2.51 of 10 (with independent markers the expected mean is 2.5)
# The same person can score higher simply because the comparison sample is healthier: the cut-offs are relative.

这一计算说明两点。第一,得分是相对的:分界线来自同一样本,所以一个人的得分取决于他和谁比较。第二,它是用于群体研究的风险指数,不是诊断,也不是对某种「负荷」的直接测量。本书不建议任何人用它给自己打分。

假说 · 尚未验证

尚未确立。 在可预测性不同、但压力总时长相同的条件下,HPA 轴恢复速度不同:同样每天 90 分钟的工作压力,若集中在固定时段并有明确的结束(例如固定的会议时段),比随机分散的同等压力,使第 4 周晚间唾液皮质醇(相对于个人第 1 周)上升得更少。如果在交叉设计中,两种安排之间晚间皮质醇变化之差的 95% 置信区间落在预先设定的等效界限 ±15% 之内,假说就被推翻。

小结

HPA 轴是一条有延迟、有阈值的负反馈回路。急性、可控、有明确结束的压力,系统能够自己关闭;频繁而不可预测的压力会削弱反馈,而反馈一旦削弱,就可能让高皮质醇自我维持。但人身上的慢性压力并不只有一种模式。下一章看另一条与 HPA 轴相互影响的回路:性腺轴与睾酮。

参考文献

Gupta, Siddhartha, Eric Aslakson, Brian M. Gurbaxani, and Suzanne D. Vernon. 2007. “Inclusion of the Glucocorticoid Receptor in a Hypothalamic Pituitary Adrenal Axis Model Reveals Bistability.” Theoretical Biology and Medical Modelling 4: 8.
Lightman, Stafford L., and Becky L. Conway-Campbell. 2010. “The Crucial Role of Pulsatile Activity of the HPA Axis for Continuous Dynamic Equilibration.” Nature Reviews Neuroscience 11 (10): 710–18.
Lupien, Sonia J., Bruce S. McEwen, Megan R. Gunnar, and Christine Heim. 2009. “Effects of Stress Throughout the Lifespan on the Brain, Behaviour and Cognition.” Nature Reviews Neuroscience 10 (6): 434–45.
McEwen, Bruce S. 1998. “Protective and Damaging Effects of Stress Mediators.” New England Journal of Medicine 338 (3): 171–79.
McEwen, Bruce S., Carla Nasca, and Jason D. Gray. 2016. “Stress Effects on Neuronal Structure: Hippocampus, Amygdala, and Prefrontal Cortex.” Neuropsychopharmacology 41 (1): 3–23.
Miller, Gregory E., Edith Chen, and Eric S. Zhou. 2007. “If It Goes up, Must It Come down? Chronic Stress and the Hypothalamic-Pituitary-Adrenocortical Axis in Humans.” Psychological Bulletin 133 (1): 25–45.
Sapolsky, Robert M., Lewis C. Krey, and Bruce S. McEwen. 1986. “The Neuroendocrinology of Stress and Aging: The Glucocorticoid Cascade Hypothesis.” Endocrine Reviews 7 (3): 284–301.
Seeman, Teresa E., Burton H. Singer, John W. Rowe, Ralph I. Horwitz, and Bruce S. McEwen. 1997. “Price of Adaptation—Allostatic Load and Its Health Consequences: MacArthur Studies of Successful Aging.” Archives of Internal Medicine 157 (19): 2259–68.
Vinther, Frank, Morten Andersen, and Johnny T. Ottesen. 2011. “The Minimal Model of the Hypothalamic–Pituitary–Adrenal Axis.” Journal of Mathematical Biology 63 (4): 663–90.

Fan, Y. (2026). Dynamical Systems of Neurotransmitters and Endocrinology: Dopamine Reward Prediction Error, Serotonergic Homeostasis, HPA-Axis Allostatic Load and the Challenge Hypothesis, Read Beside East Asian Classics of Mind Regulation [神经递质与内分泌的动力系统] (Version 1.0.0). 5D Library. https://doi.org/10.5281/zenodo.23738782 · Licensed under Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International (CC BY-NC-ND 4.0).