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Chapter 4 Proteostasis, Chaperones and the Critical Clearance Rate

From nine hallmarks to twelve

Evidence

In 2013 López-Otín and colleagues proposed nine “hallmarks of ageing” in Cell: genomic instability, telomere attrition, epigenetic alterations, loss of proteostasis, deregulated nutrient sensing, mitochondrial dysfunction, cellular senescence, stem cell exhaustion and altered intercellular communication (López-Otı́n et al. 2013). They set three criteria for a hallmark: it appears during normal ageing; aggravating it experimentally accelerates ageing; and ameliorating it experimentally slows normal ageing and extends healthy lifespan. The 2023 update expanded the list to twelve, adding “disabled macroautophagy”, “chronic inflammation” and “dysbiosis” (changes in the microbial community), keeping the original nine and emphasising how the hallmarks interconnect (López-Otı́n et al. 2023).

The step from “nine hallmarks to twelve” in the author’s framework is correct. Two points need adding. First, most of the “experiments” behind the criteria are animal experiments; for most hallmarks there is not yet human evidence that improving it extends healthy human life. Second, listing autophagy as a hallmark of its own shows that its standing in the framework has risen, but it does not mean that “promoting autophagy” is anti-ageing; Chapter 2 of Book 5 pointed out that both too little and too much autophagy can do harm.

This chapter examines the quantitative structure of one hallmark: proteostasis.

The proteostasis network

Proteins in a cell are continually synthesised, folded, used and degraded. Misfolded proteins that are not repaired or removed in time stick together into aggregates. The system that maintains this balance is called the proteostasis network.

Evidence

Hipp, Kasturi and Hartl’s 2019 review summarises the proteostasis network in three parts: synthesis (ribosomes and translational quality control), folding and conformational maintenance (molecular chaperones, including many heat-shock proteins, HSPs) and degradation (the ubiquitin–proteasome system and the autophagy–lysosome pathway) (Hipp et al. 2019). With age the capacity of the network declines and misfolded and aggregated proteins accumulate; aggregates in turn sequester chaperones and other quality-control components, further weakening the network.

Evidence

Ben-Zvi, Miller and Morimoto (2009) found in C. elegans that proteostasis “collapses” early: within the first days of adulthood the folding of several metastable proteins deteriorates at the same time, and the capacity to induce the heat-shock response drops sharply (Ben-Zvi et al. 2009). They argued that the collapse of proteostasis is an early molecular event in ageing. This is a result in worms; the time course in human tissues is unknown.

These two points suggest that the decline of proteostasis may not be slow and even but may have a critical point, and that the sequestration of chaperones by aggregates forms a positive feedback. A mass-balance model can test this inference.

A mass-balance model

Calculation

Let MM be misfolded protein and AA aggregates (arbitrary units):

dMdt=p−VHM1+M−kdM−kaM2,dAdt=kaM2−cA,H=11+A2.\frac{dM}{dt} = p – \frac{V H M}{1 + M} – k_d M – k_a M^2,\qquad \frac{dA}{dt} = k_a M^2 – c A,\qquad H = \frac{1}{1 + A^2}.

pp is the rate at which misfolded protein appears; VHM/(1+M)VHM/(1 + M) is refolding by chaperones, which saturates, with VV the chaperone capacity and HH the fraction of chaperones not sequestered by aggregates; kdMk_d M is degradation by other routes; kaM2k_a M^2 is aggregation (two misfolded molecules meeting); and cc is the autophagic clearance rate of aggregates. The parameters (p=1p = 1, V=3V = 3, kd=0.1k_d = 0.1, ka=0.2k_a = 0.2) are illustrative.

The critical clearance rate. At steady state A=kaM2/cA = k_a M^2/c; substituting into the first equation gives one equation in MM. When cc is large there is a single, low-aggregate steady state; as cc falls, three steady states appear (two stable and one unstable); falling further, the low-aggregate state vanishes and the system can only jump to the high-aggregate state. The point where the low state vanishes is the critical clearance rate.

The first part of the program lowers cc slowly and then raises it slowly again, recording the steady-state aggregates; the second lets the chaperone capacity VV and the clearance rate cc fall by fixed proportions per year of “model age”, recording the age at which aggregates first exceed 2.

Calculation

# dM/dt = p - V H M/(1 + M) - kd M - ka M^2, dA/dt = ka M^2 - c A, H = 1/(1 + A^2) (illustrative).
# Part 1: lower c slowly, then raise it again. Part 2: V and c decline with model age.
P, KD, KA = 1.0, 0.1, 0.2

def settle(M, A, V, c, T=400.0, dt=0.02):
    for _ in range(int(T / dt)):
        H = 1 / (1 + A * A)
        M, A = (M + (P - V * H * M / (1 + M) - KD * M - KA * M * M) * dt,
                A + (KA * M * M - c * A) * dt)
    return M, A

down = [0.40, 0.30, 0.25, 0.22, 0.20, 0.18, 0.16, 0.14, 0.12]
M, A, res = 0.4, 0.1, {}
for c in down + down[::-1]:
    M, A = settle(M, A, 3.0, c); res.setdefault(c, []).append(A)
print("clearance c:        " + " ".join(f"{c:5.2f}" for c in down))
print("aggregates, falling:" + " ".join(f"{res[c][0]:5.2f}" for c in down))
print("aggregates, rising: " + " ".join(f"{res[c][-1]:5.2f}" for c in down))

def collapse_age(v_loss, c_loss, V0=3.0, c0=0.40):
    M, A = settle(0.4, 0.1, V0, c0)
    for year in range(20, 121):
        V, c = V0 * (1 - v_loss) ** (year - 20), c0 * (1 - c_loss) ** (year - 20)
        M, A = settle(M, A, V, c, T=20.0)
        if A > 2.0:
            return f"collapse (A > 2) at age {year}, V = {V:.2f}, c = {c:.3f}"
    return "no collapse by age 120"
for v_loss, c_loss in ((0.01, 0.01), (0.01, 0.005), (0.005, 0.01), (0.0, 0.01), (0.01, 0.0)):
    print(f"chaperone loss {v_loss:.1%}/y, clearance loss {c_loss:.1%}/y: "
          + collapse_age(v_loss, c_loss))
# clearance c:         0.40  0.30  0.25  0.22  0.20  0.18  0.16  0.14  0.12
# aggregates, falling: 0.10  0.14  0.17  0.19  0.22  0.25  0.30  0.39  6.31
# aggregates, rising:  0.10  0.14  0.17  2.74  3.27  3.83  4.48  5.28  6.31
# chaperone loss 1.0%/y, clearance loss 1.0%/y: collapse (A > 2) at age 60, V = 2.01, c = 0.268
# chaperone loss 1.0%/y, clearance loss 0.5%/y: collapse (A > 2) at age 76, V = 1.71, c = 0.302
# chaperone loss 0.5%/y, clearance loss 1.0%/y: collapse (A > 2) at age 77, V = 2.25, c = 0.226
# chaperone loss 0.0%/y, clearance loss 1.0%/y: no collapse by age 120
# chaperone loss 1.0%/y, clearance loss 0.0%/y: no collapse by age 120
Steady-state aggregates against the autophagic clearance rate in the proteostasis model (the horizontal axis runs right to left as clearance falls). Solid line: clearance lowered step by step; dashed line: clearance raised step by step after the collapse. Between the two lines lies the bistable region, where the branch the system occupies depends on its history.

As the clearance rate falls from 0.40 to 0.14, aggregates rise only slowly, from 0.10 to 0.39; at 0.12 they jump to 6.31, about a 16-fold increase. This is a typical critical transition: before the collapse, the level of aggregates gives almost no hint that a collapse is near.

The return journey matters even more. Raising the clearance rate step by step after the collapse, the system does not retrace its path: with clearance back at 0.22, aggregates are still 2.74; only at 0.25 does the system return to the low-aggregate state (0.17). Between 0.14 and 0.22 the same clearance rate corresponds to two quite different steady states, and which one the system occupies depends on where it came from. This hysteresis arises from the positive feedback of aggregates sequestering chaperones; Book 13 of this series discussed the general properties of bistability and hysteresis.

The second part shows two declines interacting. With chaperone capacity and clearance each falling by 1 % a year, the model collapses at age 60; letting only one of them fall while the other stays constant, there is no collapse even by 120; if either falls half as fast (0.5 % a year), the collapse is postponed to 76–77. In this model, then, two declines that are each tolerable can together cross the critical point, and slowing either of them pushes the critical point back by more than a decade.

Note

These are properties of the model, not human measurements. The “60” and “76” of the model are just numbers under illustrative parameters, and its time units have no correspondence with human years. The program demonstrates three structural conclusions: there is a critical clearance rate; recovery after a collapse needs more clearance capacity than was enough before it; and several declines can jointly cross the critical point. Whether these conclusions apply to any human tissue requires measuring the rates themselves, which is at present very hard to do in people.

Heat-shock proteins and inducible chaperone capacity

Chaperone capacity is not fixed. When cells meet heat, oxidative or proteotoxic stress, the heat-shock transcription factor HSF-1 is activated and heat-shock proteins are rapidly made in greater amounts. This heat-shock response is an example, at the level of proteostasis, of the hormesis of Chapter 3: a moderate proteotoxic stress induces a higher chaperone capacity. In the model it corresponds to a temporary rise in VV.

If the inducibility of chaperone capacity declines with age (Ben-Zvi and colleagues saw exactly an early decline of the inducible heat-shock response in worms (Ben-Zvi et al. 2009)), the same stress that acts as “training” in youth might push the system over the critical point in old age. This is an inference, not evidence.

Hypothesis · not established

Slower recovery after proteotoxic stress warns of the critical point (not established). Dynamical systems approaching a critical point recover more and more slowly from small perturbations (critical slowing down; Book 20 of this series discussed the dispute over its use as an early-warning signal). If the decline of proteostasis really approaches a critical point, then in a given tissue the time taken for markers of misfolding or aggregation to return to baseline after a standardised mild proteotoxic challenge should begin to lengthen before aggregate levels rise noticeably. This could be tested in animal or human tissue samples; if recovery time is unrelated to age, or lengthens only after aggregates have already accumulated substantially, the hypothesis is weakened.

Chapter summary

The hallmarks of ageing grew from nine in 2013 to twelve in 2023, adding disabled macroautophagy, chronic inflammation and dysbiosis; the criteria for a hallmark rest mostly on animal experiments. The proteostasis network consists of synthesis, chaperone-assisted folding and degradation, and the sequestration of chaperones by aggregates forms a positive feedback. A mass-balance model shows a critical clearance rate: crossing it makes aggregates jump, and recovery needs more clearance capacity than before the collapse (hysteresis); two declines that are each tolerable can together cross the critical point. These are structural conclusions of a model, and the corresponding rates have not been measured in humans. The next chapter leaves the cell and returns to populations: the epidemiology of cardiorespiratory fitness and mortality.

References

Ben-Zvi, Anat, Elizabeth A. Miller, and Richard I. Morimoto. 2009. “Collapse of Proteostasis Represents an Early Molecular Event in Caenorhabditis elegans Aging.” Proceedings of the National Academy of Sciences 106 (35): 14914–19. https://doi.org/10.1073/pnas.0902882106.
Hipp, Mark S., Prasad Kasturi, and F. Ulrich Hartl. 2019. “The Proteostasis Network and Its Decline in Ageing.” Nature Reviews Molecular Cell Biology 20 (7): 421–35. https://doi.org/10.1038/s41580-019-0101-y.
López-Otı́n, Carlos, Maria A. Blasco, Linda Partridge, Manuel Serrano, and Guido Kroemer. 2013. “The Hallmarks of Aging.” Cell 153 (6): 1194–217. https://doi.org/10.1016/j.cell.2013.05.039.
López-Otı́n, Carlos, Maria A. Blasco, Linda Partridge, Manuel Serrano, and Guido Kroemer. 2023. “Hallmarks of Aging: An Expanding Universe.” Cell 186 (2): 243–78. https://doi.org/10.1016/j.cell.2022.11.001.

Fan, Y. (2026). Ageing Kinetics, the mTOR-AMPK Autophagy Switch and Hormesis: From the Gompertz Mortality Law and Mitohormesis to Cardiorespiratory Fitness Epidemiology, Read Beside Classical Chinese Longevity Philosophy [衰老动力学、mTOR-AMPK自噬开关与毒物兴奋效应的生物数学模型] (Version 1.0.0). 5D Library. https://doi.org/10.5281/zenodo.23770092 · Licensed under Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International (CC BY-NC-ND 4.0).